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ATTACHMENT 1: LIST OF DESIGNATED FUNCTIONS

C 4/2024-STD يسري تنفيذه من تاريخ 31/10/2024
BanksInsurance and/or Reinsurance CompaniesFinance CompaniesExchange HousesInsurance Brokers/Third Party AdministratorsAll Other Licensees
1. Members of the Board of Directors;
2. Chief Executive Officer (CEO);
3. Deputy Chief Executive Officer;
4. Chief Financial Officer (CFO);
5. Chief Risk Officer (CRO);
6. Chief Internal Auditor (CIA);
7. Chief Compliance Officer (CCO);
8. AML Compliance Officer and/or Money Laundering Reporting Officer (MLRO);
9. General Counsel;
10. Advisorto Board or Senior Leadership;
11. Chief Representative Officer;
12. Chief Credit Officer (CCO);
13. Chief Operating Officer (COO);
14. Chief Information Security Officer - CISO (InfoSec);
15. Chief of Business;
16. Members of Internal Shari'ahSupervision Committee (ISSC) – Islamic Financial Institution (IFI);
17. Head of Internal Shari'ah ControlDivision or Section - IFI;
18. Head of Internal Shari'ah AuditDivision or Section – IFI; and
19. Any other executive positions reporting directly to the CEO and/or the Board, as designated by the CBUAE.
1. Members of the Board of Directors;
2. Board Secretary;
3. Chief Executive Officer;
4. Deputy Chief Executive Officer;
5. Chief Financial Officer;
6. Chief Risk Officer;
7. Chief Internal Auditor;
8. Chief Compliance Officer;
9. AML Compliance Officer and/or Money Laundering Reporting Officer;
10. General Counsel;
11. Advisor to Board or Senior Leadership;
12. Chief Actuary
13. Chief Operating Officer;
14. Director of Legal Affairs;
15. Chief of Claims;
16. Chief of Underwriting;
17. Chief of Reinsurance;
18. Chief Information Security Officer - CISO (InfoSec);
19. Chief of Business;
20. Members of the Internal Shari'ah Supervision Committee - IFI;
21. Head of Internal Shari'ah Control Division or Section - IFI;
22. Head of Internal Shari'ah Audit Division or Section – IFI; and
23. Any other executive positions reporting directly to the CEO and/or the Board, as designated by the CBUAE.
1. Members of the Board of Directors;
2. Chief Executive Officer;
3. Deputy Chief Executive Officer;
4. Chief Financial Officer;
5. Chief Risk Officer;
6. Chief Compliance Officer;
7. Chief Internal Auditor;
8. AML Compliance Officer and/or Money Laundering Reporting Officer;
9. Chief Credit Officer;
10. Chief Operating Officer;
11. Chief of Business; and
12. Any other executive positions reporting directly to the CEO and/or the Board, as designated by the CBUAE.
1. Members of the Board of Directors;
2. Chief Executive Officer;
3. Deputy Chief Executive Officer;
4. Chief Financial Officer;
5. Chief Risk Officer;
6. Chief Compliance Officer;
7. Chief Internal Auditor;
8. AML Compliance Officer and/or Money Laundering Reporting Officer;
9. Chief of Business; and
10. Any other executive positions reporting directly to the CEO and/or the Board, as designated by the CBUAE.
1. Managing Partners or Members of the Board of Directors, as the case may be;
2. Chief Executive Officer;
3. Chief Risk Officer;
4. Director of Internal Audit;
5. Chief Compliance Officer;
6. AML Compliance Officer and/or Money Laundering Reporting Officer;
7. Chief of Business; and
8. Any other executive positions reporting directly to the CEO and/or the Board, as designated by the CBUAE.
1. Members of the Board of Directors;
2. Chief Executive Officer;
3. Chief Financial Officer;
4. Chief Risk Officer;
5. Chief Compliance Officer;
6. Chief of Internal Audit;
7. Chief Information Security Officer - CISO (InfoSec);
8. AML Compliance Officer and/or Money Laundering Reporting Officer;
9. Chief Operating Officer;
10. Chief of Business; and
11. Any other executive positions reporting directly to the CEO and/or the Board, as designated by the CBUAE.