كتاب روابط اجتياز لـ ATTACHMENT 1: LIST OF DESIGNATED FUNCTIONS
ATTACHMENT 1: LIST OF DESIGNATED FUNCTIONS
C 4/2024-STD يسري تنفيذه من تاريخ 31/10/2024Banks | Insurance and/or Reinsurance Companies | Finance Companies | Exchange Houses | Insurance Brokers/Third Party Administrators | All Other Licensees |
1. Members of the Board of Directors; 2. Chief Executive Officer (CEO); 3. Deputy Chief Executive Officer; 4. Chief Financial Officer (CFO); 5. Chief Risk Officer (CRO); 6. Chief Internal Auditor (CIA); 7. Chief Compliance Officer (CCO); 8. AML Compliance Officer and/or Money Laundering Reporting Officer (MLRO); 9. General Counsel; 10. Advisorto Board or Senior Leadership; 11. Chief Representative Officer; 12. Chief Credit Officer (CCO); 13. Chief Operating Officer (COO); 14. Chief Information Security Officer - CISO (InfoSec); 15. Chief of Business; 16. Members of Internal Shari'ahSupervision Committee (ISSC) – Islamic Financial Institution (IFI); 17. Head of Internal Shari'ah ControlDivision or Section - IFI; 18. Head of Internal Shari'ah AuditDivision or Section – IFI; and 19. Any other executive positions reporting directly to the CEO and/or the Board, as designated by the CBUAE. | 1. Members of the Board of Directors; 2. Board Secretary; 3. Chief Executive Officer; 4. Deputy Chief Executive Officer; 5. Chief Financial Officer; 6. Chief Risk Officer; 7. Chief Internal Auditor; 8. Chief Compliance Officer; 9. AML Compliance Officer and/or Money Laundering Reporting Officer; 10. General Counsel; 11. Advisor to Board or Senior Leadership; 12. Chief Actuary 13. Chief Operating Officer; 14. Director of Legal Affairs; 15. Chief of Claims; 16. Chief of Underwriting; 17. Chief of Reinsurance; 18. Chief Information Security Officer - CISO (InfoSec); 19. Chief of Business; 20. Members of the Internal Shari'ah Supervision Committee - IFI; 21. Head of Internal Shari'ah Control Division or Section - IFI; 22. Head of Internal Shari'ah Audit Division or Section – IFI; and 23. Any other executive positions reporting directly to the CEO and/or the Board, as designated by the CBUAE. | 1. Members of the Board of Directors; 2. Chief Executive Officer; 3. Deputy Chief Executive Officer; 4. Chief Financial Officer; 5. Chief Risk Officer; 6. Chief Compliance Officer; 7. Chief Internal Auditor; 8. AML Compliance Officer and/or Money Laundering Reporting Officer; 9. Chief Credit Officer; 10. Chief Operating Officer; 11. Chief of Business; and 12. Any other executive positions reporting directly to the CEO and/or the Board, as designated by the CBUAE. | 1. Members of the Board of Directors; 2. Chief Executive Officer; 3. Deputy Chief Executive Officer; 4. Chief Financial Officer; 5. Chief Risk Officer; 6. Chief Compliance Officer; 7. Chief Internal Auditor; 8. AML Compliance Officer and/or Money Laundering Reporting Officer; 9. Chief of Business; and 10. Any other executive positions reporting directly to the CEO and/or the Board, as designated by the CBUAE. | 1. Managing Partners or Members of the Board of Directors, as the case may be; 2. Chief Executive Officer; 3. Chief Risk Officer; 4. Director of Internal Audit; 5. Chief Compliance Officer; 6. AML Compliance Officer and/or Money Laundering Reporting Officer; 7. Chief of Business; and 8. Any other executive positions reporting directly to the CEO and/or the Board, as designated by the CBUAE. | 1. Members of the Board of Directors; 2. Chief Executive Officer; 3. Chief Financial Officer; 4. Chief Risk Officer; 5. Chief Compliance Officer; 6. Chief of Internal Audit; 7. Chief Information Security Officer - CISO (InfoSec); 8. AML Compliance Officer and/or Money Laundering Reporting Officer; 9. Chief Operating Officer; 10. Chief of Business; and 11. Any other executive positions reporting directly to the CEO and/or the Board, as designated by the CBUAE. |