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You are viewing Updates in CBUAE Rulebook
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61 - 16.35 Relationship with Other Documents3 ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
62 - 16.34 Scope of the Standards ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
63 - 16.33 Role of the Compliance Committee ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
64 - 16.32 Uploading of Remittance Data and Responding to Central Bank Queries ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
65 - 16.31 Independent Audit/Agreed-Upon Procedures on AML/CFT Compliance Function ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
66 - 16.30 Bi-Annual Compliance Report ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
67 - 16.29 Record Retention ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
68 - 16.28 Employee Behaviour ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
69 - 16.27 Tipping Off ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
70 - 16.26 Suspicious Transaction Reporting ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
71 - 16.23 AML Training ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
72 - 16.25 Sanctions Screening ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
73 - 16.24 Transaction Monitoring ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
74 - 16.22 Recruitment and Know Your Employee (KYE) Process ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
75 - 16.19 Special Requirements When Conducting Money Transfers: Requirements for Beneficiary Licensed Persons ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
76 - 16.20 Third Party Transactions ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
77 - 16.21 Customs Declaration Forms (CDF) ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
78 - 16.15 Dealers in Precious Metals and Stones (DPMS) ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
79 - 16.14 Designated Non-Financial Businesses and Professions (DNFBPs) ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance
80 - 16.17 Special Requirements When Conducting Money Transfers: Requirements for Ordering Institutions ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance