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You are viewing Updates in CBUAE Rulebook
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141 - 11.3 Roles and Responsibilities ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — C. Risk Management and Security Standards — Chapter 11: Fraud Management
142 - Chapter 10: Risk Management ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — C. Risk Management and Security Standards
143 - C. Risk Management and Security Standards ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business
144 - Introduction ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — C. Risk Management and Security Standards — Chapter 10: Risk Management
145 - 10.1 Risk Management Function ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — C. Risk Management and Security Standards — Chapter 10: Risk Management
146 - 10.2 Risk Register ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — C. Risk Management and Security Standards — Chapter 10: Risk Management
147 - 9.9 Letter of No Objection from the Central Bank ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
148 - 9.7 Outsourcing Agreement ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
149 - 9.6 Business Continuity ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
150 - 9.5 Access to Information ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
151 - 9.4 Data Confidentiality ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
152 - 9.8 Termination ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
153 - Introduction ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
154 - 9.3 Outsourcing Policy ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
155 - 9.2 Responsibilities of the Licensed Person ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
156 - 9.1 Outsourcing of Functions ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
157 - Chapter 9: Outsourcing of Functions ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards
158 - 8.6 Succession Plan ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 8: Human Resources
159 - 8.7 Code of Conduct: ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 8: Human Resources
160 - 8.2 Recruitment and Know Your Employee (KYE) Process ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 8: Human Resources