D. Anti-Money Laundering Compliance Standards
N 35/2018 STA- Chapter 16: AML/CFT Compliance
- Introduction
- 16.1 Compliance Program
- 16.2 ML/FT Risk Assessment
- 16.3 AML/CFT Policies and Procedures
- 16.4 Appointment of the Compliance Officer
- 16.5 Appointment of the Alternate Compliance Officer
- 16.6 Continuous Professional Development Programs (CPD)
- 16.7 Know Your Customer (KYC) Process
- 16.8 Customer Identification (CID) Process for Natural Persons
- 16.9 Customer Due Diligence (CDD) for Natural Persons
- 16.10 Enhanced Due Diligence (EDD) Process for Natural Persons
- 16.11 Enhanced Due Diligence (EDD) Process for Legal Entities
- 16.12 Transactions by Societies
- 16.13 Additional Provisions on CID, CDD and EDD
- 16.14 Third Party Transactions
- 16.15 Declaration Regarding Importing of Cash (DRIC)
- 16.16 Recruitment and Know Your Employee (KYE) Process
- 16.17 AML Training
- 16.18 Transaction Monitoring
- 16.19 Sanction Screening
- 16.20 Foreign Politically Exposed Person (FPEP) and Head of International Organization (HIO) Checks
- 16.21 Suspicious Transaction Reporting
- 16.22 Tipping Off
- 16.23 Employee Behaviour
- 16.24 Record Retention
- 16.25 Bi-Annual Compliance Report
- 16.26 Independent Audit/Agreed-Upon Procedures on AML/CFT Compliance Function
- 16.27 Uploading of Remittance Data and Responding to Central Bank Queries
- 16.28 New or Developing Technologies and Products and Transactions
- 16.29 Role of the Compliance Committee
- 16.30 Scope of the Standards
- 16.31 Relationship with Other Documents
3676