D. Anti-Money Laundering Compliance Standards
N 35/2018 STA- Chapter 16: AML/CFT Compliance
- Definitions
- Introduction
- 16.1 AML/CFT Program
- 16.2 ML/FT Risk Assessment
- 16.3 AML/CFT policies and procedures
- 16.4 Appointment of the Compliance Officer
- 16.5 Appointment of the Alternate Compliance Officer
- 16.6 Continuous Professional Development Programs (CPD)
- 16.7 Know Your Customer (KYC) Process
- 16.8 Customer Identification (CID) Process for Natural Persons
- 16.9 Customer Due Diligence (CDD) for Natural Persons
- 16.10 Enhanced Due Diligence (EDD) Process for Natural Persons
- 16.11 CDD and EDD for Legal Persons and Legal Arrangements
- 16.12 Transactions by Non-Profit Organisations
- 16.13 Politically Exposed Persons (PEP) Checks
- 16.14 Designated Non-Financial Businesses and Professions (DNFBPs)
- 16.15 Dealers in Precious Metals and Stones (DPMS)
- 16.16 Additional Provisions on CID, CDD and EDD
- 16.17 Special Requirements When Conducting Money Transfers: Requirements for Ordering Institutions
- 16.18 Special Requirements When Conducting Money Transfers: Requirements for Intermediary Licensed Persons
- 16.19 Special Requirements When Conducting Money Transfers: Requirements for Beneficiary Licensed Persons
- 16.20 Third Party Transactions
- 16.21 Customs Declaration Forms (CDF)
- 16.22 Recruitment and Know Your Employee (KYE) Process
- 16.23 AML Training
- 16.24 Transaction Monitoring
- 16.25 Sanctions Screening
- 16.26 Suspicious Transaction Reporting
- 16.27 Tipping Off
- 16.28 Employee Behaviour
- 16.29 Record Retention
- 16.30 Bi-Annual Compliance Report
- 16.31 Independent Audit/Agreed-Upon Procedures on AML/CFT Compliance Function
- 16.32 Uploading of Remittance Data and Responding to Central Bank Queries
- 16.33 Role of the Compliance Committee
- 16.34 Scope of the Standards
- 16.35 Relationship with Other Documents3
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