The heads of Risk Management, compliance, actuarial and/or internal audit must promptly report to the Central Bank any violations of the Central Bank Laws, any of the Regulations and/or instructions issued by the Central Bank and any Matters of Significance. Heads of Risk Management, compliance, actuarial and internal audit making such reports in good faith shall not be considered to have breached any of their obligations.
2.
Companies must promptly notify the Central Bank in case of resignation of their heads of Risk Management, compliance or internal audit and the reasons thereto.
3.
Companies must also promptly notify the Central Bank when they become aware of a significant deviation from their Board-approved Risk Management and/or compliance and actuarial policies, and internal control charters.