Book traversal links for I. Code of Conduct and Regulation
I. Code of Conduct and Regulation
C 52/2017 STA Effective from 1/4/202117.The ECAI must adopt and adhere to a code of conduct that is consistent with the IOSCO CRA Code. The ECAI must be subject to effective supervision on an ongoing basis by a competent regulatory authority that has adopted a regulatory regime consistent with the IOSCO CRA Code, and that incorporates a registration system for ECAIs.