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3.5. Amendments to Submitted Reports

Effective from 7/6/2021

Once a report is submitted and accepted in the system, neither the Compliance Officer, MLRO, nor FIU employees can apply any changes and amendments to the report for missing or incorrect information. However, LFIs may be requested to file a corresponding AIF, AIFT, RFI, or RFIT, and mention in the “Description of the Report” field the reason of filing. LFIs should ensure that the filer uses the correct web reference number of the initial report. In order to avoid such incident(s) and in order to safeguard the system data integrity, LFIs should adopt a maker and checker process/concept to verify the quality and accuracy of uploaded information.