Initial and Ongoing Requirements
- Article (6) Minimum Capital
- Article (7) Aggregate Capital Funds
- Article (8) Capital Instruments
- Article (9) Professional Indemnity Insurance
- Article (10) Control of Controllers
- Article (11) Corporate Governance
- Article (12) Risk Management, Compliance and Internal Audit
- Article (13) Record Keeping
- Article (14) Notification and Reporting Requirements
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